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Optimum Financial Services, LLC

● SEC registered since 1991CRD 105878SEC# 801-38310Jackson, MS
Export (members)
Reg. AUM
$269.3M
Employees
4
Accounts
469
Location
Jackson, MS

Optimum Financial Services, LLC assets under management

Optimum Financial Services, LLC operates as an SEC-registered investment adviser based in Jackson, MS. The firm has been registered since 1991. It reports $269.3 million in regulatory assets under management and employs 4 people.

Optimum Financial Services, LLC owners & executives

4 reported
NameTitleOwnershipSince
John Walter Garrard ControlPresident/Chief Compliance OfficerUnder 5%2015
Optimum Holdings, LLC ControlMemberOver 75%2015
William Hugh Garrard ControlExecutive Vice PresidentUnder 5%2015
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Frequently asked questions

How much does Optimum Financial Services, LLC manage?

Optimum Financial Services, LLC reports $269.3 million in regulatory assets under management on its Form ADV.

How many employees does Optimum Financial Services, LLC have?

Optimum Financial Services, LLC reports 4 employees.

Where is Optimum Financial Services, LLC located?

Optimum Financial Services, LLC is based in Jackson, MS and has been SEC-registered since 1991.

Does Optimum Financial Services, LLC disclose fund performance?

Optimum Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1817 Crane Ridge Drive, Suite 200, Jackson, MS 39216-4902
Phone601-981-5900
Fax601-981-5939
Office hours8:30 - 4:30
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$269.1M
Non-discretionary$212K
Total (RAUM)$269.3M