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Oriental Financial Services LLC

● SEC registered since 2015CRD 29753SEC# 801-88203San Juan, PR
Export (members)
Reg. AUM
$360.6M
Employees
30
Accounts
486
Location
San Juan, PR

Oriental Financial Services LLC assets under management

Oriental Financial Services LLC is an investment advisory firm registered with the SEC based in San Juan, PR. The firm has been registered since 2015. It reports $360.6 million in regulatory assets under management and employs 30 people.

Oriental Financial Services LLC owners & executives

7 reported
NameTitleOwnershipSince
Alejandro Miguel Pascual Navarro ControlPresident & Sales ManagerUnder 5%2021
Carlos O. Esq. Souffront ControlDirectorUnder 5%2013
Ganesh Kumar ControlDirectorUnder 5%2012
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Frequently asked questions

How much does Oriental Financial Services LLC manage?

Oriental Financial Services LLC reports $360.6 million in regulatory assets under management on its Form ADV.

How many employees does Oriental Financial Services LLC have?

Oriental Financial Services LLC reports 30 employees.

Where is Oriental Financial Services LLC located?

Oriental Financial Services LLC is based in San Juan, PR and has been SEC-registered since 2015.

Does Oriental Financial Services LLC disclose fund performance?

Oriental Financial Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address270 Munoz Rivera Ave, Suite Mezzanine, San Juan, PR 00918
Phone787-474-1993
Fax787-474-1997
Office hours8:30-5:30
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyYes

Assets under management

Discretionary
Non-discretionary$360.6M
Total (RAUM)$360.6M