| Name | Title | Ownership | Since |
|---|---|---|---|
| David Martin Schmidt | Treasurer, Financial And Operations Principal | Under 5% | 2024 |
| Dori Jamille Hammond Control | Chief Compliance Officer | Under 5% | 2025 |
| Gregory Allen Cornick Control | Director | Under 5% | 2022 |
Osaic Institutions, Inc. reports $4 billion in regulatory assets under management on its Form ADV.
Osaic Institutions, Inc. reports 630 employees.
Osaic Institutions, Inc. is based in Meriden, CT and has been SEC-registered since 2006.
Osaic Institutions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 538 Preston Avenue, Meriden, CT 06450-4858 |
| Phone | 203-599-6000 |
| Fax | 203-599-6001 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 914904 |
| Discloses disciplinary history | Yes |
| Discretionary | $1.09B |
| Non-discretionary | $2.94B |
| Total (RAUM) | $4.02B |