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Osaic Wealth, Inc.

● SEC registered since 1997CRD 23131SEC# 801-54859Scottsdale, AZ
Export (members)
Reg. AUM
$20M
Employees
8,717
Accounts
797,559
Location
Scottsdale, AZ

Osaic Wealth, Inc. assets under management

Osaic Wealth, Inc. is a registered investment adviser overseen by the SEC based in Scottsdale, AZ. The firm has been registered since 1997. It reports $20 million in regulatory assets under management and employs 8,717 people.

Osaic Wealth, Inc. owners & executives

24 reported
NameTitleOwnershipSince
David Martin SchmidtTreasurer, Financial PrincipalUnder 5%2017
Erinn June FordDirectorUnder 5%2023
Gregory Allen Cornick ControlCeo, President, DirectorUnder 5%2021
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Frequently asked questions

How much does Osaic Wealth, Inc. manage?

Osaic Wealth, Inc. reports $20 million in regulatory assets under management on its Form ADV.

How many employees does Osaic Wealth, Inc. have?

Osaic Wealth, Inc. reports 8,717 employees.

Where is Osaic Wealth, Inc. located?

Osaic Wealth, Inc. is based in Scottsdale, AZ and has been SEC-registered since 1997.

Does Osaic Wealth, Inc. disclose fund performance?

Osaic Wealth, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address18700 N. Hayden Road, Suite 255, Scottsdale, AZ 85255
Phone800-821-5100
Office hours9:00a.m. To 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1043187
Discloses disciplinary historyYes

Assets under management

Discretionary$1.3M
Non-discretionary$68.1B
Total (RAUM)$20M