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Otto & Associates, Inc.

● SEC registered since 2000CRD 109493SEC# 801-58024Norwich, VT
Export (members)
Reg. AUM
$249.9M
Employees
6
Accounts
605
Location
Norwich, VT

Otto & Associates, Inc. assets under management

Otto & Associates, Inc. is an investment advisory firm registered with the SEC based in Norwich, VT. The firm has been registered since 2000. It reports $249.9 million in regulatory assets under management and employs 6 people.

Otto & Associates, Inc. owners & executives

3 reported
NameTitleOwnershipSince
David William Otto ControlChief Executive Officer Emeritus25-50%2023
Elizabeth Nmi OttoShareholder10-25%2010
Susan Otto Goodell ControlChief Executive Officer, President, And Chief Compliance Officer50-75%2023

Frequently asked questions

How much does Otto & Associates, Inc. manage?

Otto & Associates, Inc. reports $249.9 million in regulatory assets under management on its Form ADV.

How many employees does Otto & Associates, Inc. have?

Otto & Associates, Inc. reports 6 employees.

Where is Otto & Associates, Inc. located?

Otto & Associates, Inc. is based in Norwich, VT and has been SEC-registered since 2000.

Does Otto & Associates, Inc. disclose fund performance?

Otto & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address16 Beaver Meadow Road, Norwich, VT 05055
Phone802-649-1946
Fax914-232-5378
Office hours9:00 a.m.-5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$249.9M
Non-discretionary$0
Total (RAUM)$249.9M