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Oxley, Harry Keir

● SEC registered since 2015CRD 136373SEC# 801-106587San Francisco, CA
Export (members)
Reg. AUM
$111.2M
Employees
1
Accounts
81
Location
San Francisco, CA

Oxley, Harry Keir assets under management

Oxley, Harry Keir is an investment advisory firm registered with the SEC based in San Francisco, CA. The firm has been registered since 2015. It reports $111.2 million in regulatory assets under management and employs 1 people.

Oxley, Harry Keir owners & executives

1 reported
NameTitleOwnershipSince
Harry Keir Oxley ControlPrincipal, Chief Compliance OfficerOver 75%1998

Frequently asked questions

How much does Oxley, Harry Keir manage?

Oxley, Harry Keir reports $111.2 million in regulatory assets under management on its Form ADV.

How many employees does Oxley, Harry Keir have?

Oxley, Harry Keir reports 1 employees.

Where is Oxley, Harry Keir located?

Oxley, Harry Keir is based in San Francisco, CA and has been SEC-registered since 2015.

Does Oxley, Harry Keir disclose fund performance?

Oxley, Harry Keir is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address50 California Street, Suite 1500, San Francisco, CA 94111
Phone800-494-3267
Fax415-276-2373
Office hours8 a.m. To 5 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$111.2M
Non-discretionary$0
Total (RAUM)$111.2M