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Pacific Financial Strategies, Inc

● SEC registered since 2009CRD 151434SEC# 801-70849Thousand Oaks, CA
Export (members)
Reg. AUM
$181.7M
Employees
5
Accounts
864
Location
Thousand Oaks, CA

Pacific Financial Strategies, Inc assets under management

Pacific Financial Strategies, Inc operates as an SEC-registered investment adviser based in Thousand Oaks, CA. The firm has been registered since 2009. It reports $181.7 million in regulatory assets under management and employs 5 people.

Pacific Financial Strategies, Inc owners & executives

2 reported
NameTitleOwnershipSince
Anna-Christina BrockschmidtVice President/Financial AdvisorOver 75%2015
Joseph Arthur Garcia ControlPresident/Chief Compliance Officer5-10%2009

Frequently asked questions

How much does Pacific Financial Strategies, Inc manage?

Pacific Financial Strategies, Inc reports $181.7 million in regulatory assets under management on its Form ADV.

How many employees does Pacific Financial Strategies, Inc have?

Pacific Financial Strategies, Inc reports 5 employees.

Where is Pacific Financial Strategies, Inc located?

Pacific Financial Strategies, Inc is based in Thousand Oaks, CA and has been SEC-registered since 2009.

Does Pacific Financial Strategies, Inc disclose fund performance?

Pacific Financial Strategies, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA 91360
Phone(818) 991-7794
Fax(818) 735-0780
Office hours9:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$181.7M
Non-discretionary$0
Total (RAUM)$181.7M