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Paller Financial Services, Inc.

● SEC registered since 2024CRD 161531SEC# 801-129389Centennial, CO
Export (members)
Reg. AUM
$146.9M
Employees
6
Accounts
418
Location
Centennial, CO

Paller Financial Services, Inc. assets under management

Paller Financial Services, Inc. is a registered investment adviser overseen by the SEC based in Centennial, CO. The firm has been registered since 2024. It reports $146.9 million in regulatory assets under management and employs 6 people.

Paller Financial Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Mark Randall Paller ControlOwner/PresidentOver 75%2000
Mark Richard Mogle ControlChief Compliance Officer10-25%2023

Frequently asked questions

How much does Paller Financial Services, Inc. manage?

Paller Financial Services, Inc. reports $146.9 million in regulatory assets under management on its Form ADV.

How many employees does Paller Financial Services, Inc. have?

Paller Financial Services, Inc. reports 6 employees.

Where is Paller Financial Services, Inc. located?

Paller Financial Services, Inc. is based in Centennial, CO and has been SEC-registered since 2024.

Does Paller Financial Services, Inc. disclose fund performance?

Paller Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9000 E Nichols Avenue, #120, Centennial, CO 80112
Phone303-858-0045
Fax303-802-4475
Office hours9:00 a.m. - 5:00 p.m.
SEC regionDenver Regional Office (DRO)
CIK2095931
Discloses disciplinary historyNo

Assets under management

Discretionary$146.9M
Non-discretionary$0
Total (RAUM)$146.9M