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Paragon Private Wealth Management LLC

● SEC registered since 2021CRD 312817SEC# 801-120682Lexington, KY
Export (members)
Reg. AUM
$354.9M
Employees
6
Accounts
684
Location
Lexington, KY

Paragon Private Wealth Management LLC assets under management

Paragon Private Wealth Management LLC is an investment advisory firm registered with the SEC based in Lexington, KY. The firm has been registered since 2021. It reports $354.9 million in regulatory assets under management and employs 6 people.

Paragon Private Wealth Management LLC owners & executives

3 reported
NameTitleOwnershipSince
Catherine Elizabeth Salsman ControlManaging Member And Chief Compliance Officer25-50%2021
Justin Alexander Sherman ControlManaging Member50-75%2021
Mary Kathryn Lockwood ControlChief Investment OfficerUnder 5%2023

Frequently asked questions

How much does Paragon Private Wealth Management LLC manage?

Paragon Private Wealth Management LLC reports $354.9 million in regulatory assets under management on its Form ADV.

How many employees does Paragon Private Wealth Management LLC have?

Paragon Private Wealth Management LLC reports 6 employees.

Where is Paragon Private Wealth Management LLC located?

Paragon Private Wealth Management LLC is based in Lexington, KY and has been SEC-registered since 2021.

Does Paragon Private Wealth Management LLC disclose fund performance?

Paragon Private Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address300 West Vine Street, Suite 2201, Lexington, KY 40507
Phone859-300-3985
Fax859-374-6270
Office hours8:30a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$336.5M
Non-discretionary$18.4M
Total (RAUM)$354.9M