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Pathway Financial Advisers, LLC

● SEC registered since 2014CRD 166237SEC# 801-80650Auburn, IN
Export (members)
Reg. AUM
$442.8M
Employees
8
Accounts
1,690
Location
Auburn, IN

Pathway Financial Advisers, LLC assets under management

Pathway Financial Advisers, LLC is an investment advisory firm registered with the SEC based in Auburn, IN. The firm has been registered since 2014. It reports $442.8 million in regulatory assets under management and employs 8 people.
www.pathwayria.comView on SEC.gov ↗

Pathway Financial Advisers, LLC owners & executives

4 reported
NameTitleOwnershipSince
David Reynolds Tracey ControlMember And Investment Adviser25-50%2019
Erin Lee Mutton ControlMember, Chief Compliance Officer And Investment Adviser10-25%2025
Joel Matthew Grimm ControlMember And Investment Adviser25-50%2016
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Frequently asked questions

How much does Pathway Financial Advisers, LLC manage?

Pathway Financial Advisers, LLC reports $442.8 million in regulatory assets under management on its Form ADV.

How many employees does Pathway Financial Advisers, LLC have?

Pathway Financial Advisers, LLC reports 8 employees.

Where is Pathway Financial Advisers, LLC located?

Pathway Financial Advisers, LLC is based in Auburn, IN and has been SEC-registered since 2014.

Does Pathway Financial Advisers, LLC disclose fund performance?

Pathway Financial Advisers, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4571 County Road 35, Auburn, IN 46706
Phone260-925-2887
Fax260-925-3222
Office hours8:30a.m. - 5:30p.m.
SEC regionChicago Regional Office (CHRO)
CIK2024152
Discloses disciplinary historyNo

Assets under management

Discretionary$442.8M
Non-discretionary$0
Total (RAUM)$442.8M