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Pathways Wealth Management, Inc.

● SEC registered since 2024CRD 154125SEC# 801-130750
Export (members)
Reg. AUM
$133.3M
Employees
5
Accounts
683
Location

Pathways Wealth Management, Inc. assets under management

Pathways Wealth Management, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2024. It reports $133.3 million in regulatory assets under management and employs 5 people.

Pathways Wealth Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Dustin Blake Beam ControlPresidentOver 75%2022
Sonia Ann GoforthChief Compliance OfficerUnder 5%2024

Frequently asked questions

How much does Pathways Wealth Management, Inc. manage?

Pathways Wealth Management, Inc. reports $133.3 million in regulatory assets under management on its Form ADV.

How many employees does Pathways Wealth Management, Inc. have?

Pathways Wealth Management, Inc. reports 5 employees.

Does Pathways Wealth Management, Inc. disclose fund performance?

Pathways Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone937-552-9765
Fax937-716-2465
Office hours9:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$65.6M
Non-discretionary$67.7M
Total (RAUM)$133.3M