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Peak Capital Management, LLC

● SEC registered since 2008CRD 141488SEC# 801-69009Greenwood Village, CO
Export (members)
Reg. AUM
$148.5M
Employees
5
Accounts
310
Location
Greenwood Village, CO

Peak Capital Management, LLC assets under management

Peak Capital Management, LLC is an SEC-registered investment adviser based in Greenwood Village, CO. The firm has been registered since 2008. It reports $148.5 million in regulatory assets under management and employs 5 people.

Peak Capital Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Bayard Nmn Dodge ControlChief Compliance OfficerUnder 5%2023
Brian David Lockhart ControlChief Executive Officer, Chief Investment Officer10-25%2006
Shepherd Kaplan Krochuk, LLC ControlManaging MemberOver 75%2020
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Frequently asked questions

How much does Peak Capital Management, LLC manage?

Peak Capital Management, LLC reports $148.5 million in regulatory assets under management on its Form ADV.

How many employees does Peak Capital Management, LLC have?

Peak Capital Management, LLC reports 5 employees.

Where is Peak Capital Management, LLC located?

Peak Capital Management, LLC is based in Greenwood Village, CO and has been SEC-registered since 2008.

Does Peak Capital Management, LLC disclose fund performance?

Peak Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9250 East Costilla Avenue, Suite 110, Greenwood Village, CO 80112
Phone720 361-4016
Fax719-465-1386
Office hours8a.m.-4:30p.m. (Mst)
SEC regionDenver Regional Office (DRO)
CIK17104
Discloses disciplinary historyYes

Assets under management

Discretionary$99M
Non-discretionary$49.5M
Total (RAUM)$148.5M