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Peak Financial Advisors, LLC

● SEC registered since 2001CRD 115207SEC# 801-60554Denver, CO
Export (members)
Reg. AUM
$268.8M
Employees
3
Accounts
409
Location
Denver, CO

Peak Financial Advisors, LLC assets under management

Peak Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Denver, CO. The firm has been registered since 2001. It reports $268.8 million in regulatory assets under management and employs 3 people.
www.peakfinancial.comView on SEC.gov ↗

Peak Financial Advisors, LLC owners & executives

3 reported
NameTitleOwnershipSince
Brian Timothy Sells ControlMajority Owner, Managing Partner, Chief Investment OfficerOver 75%1997
Debbie Joyclyn Freeman ControlPartner, Director Of Tax And Financial Planning10-25%2017
Lorraine Elizabeth Haverley ControlChief Compliance OfficerUnder 5%2001

Frequently asked questions

How much does Peak Financial Advisors, LLC manage?

Peak Financial Advisors, LLC reports $268.8 million in regulatory assets under management on its Form ADV.

How many employees does Peak Financial Advisors, LLC have?

Peak Financial Advisors, LLC reports 3 employees.

Where is Peak Financial Advisors, LLC located?

Peak Financial Advisors, LLC is based in Denver, CO and has been SEC-registered since 2001.

Does Peak Financial Advisors, LLC disclose fund performance?

Peak Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address155 South Madison Street, Suite 210, Denver, CO 80209
Phone303-316-2799
Fax303-316-7726
Office hours8:00a.m. - 5:00p.m.
SEC regionDenver Regional Office (DRO)
CIK1843309
Discloses disciplinary historyNo

Assets under management

Discretionary$267.3M
Non-discretionary$1.4M
Total (RAUM)$268.8M