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Peak Financial Management Inc

● SEC registered since 1991CRD 110559SEC# 801-39737Wellesley, MA
Export (members)
Reg. AUM
$452.7M
Employees
9
Accounts
1,535
Location
Wellesley, MA

Peak Financial Management Inc assets under management

Peak Financial Management Inc is a registered investment adviser overseen by the SEC based in Wellesley, MA. The firm has been registered since 1991. It reports $452.7 million in regulatory assets under management and employs 9 people.
x.com/peakfine1?lang=enView on SEC.gov ↗

Peak Financial Management Inc owners & executives

4 reported
NameTitleOwnershipSince
Christopher Karl Gaffney ControlVice President And Senior Wealth AdvisorUnder 5%2017
Neel TikuSenior Relationship Advisor10-25%2018
Pran Nath Tiku ControlPresidentOver 75%1991
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Frequently asked questions

How much does Peak Financial Management Inc manage?

Peak Financial Management Inc reports $452.7 million in regulatory assets under management on its Form ADV.

How many employees does Peak Financial Management Inc have?

Peak Financial Management Inc reports 9 employees.

Where is Peak Financial Management Inc located?

Peak Financial Management Inc is based in Wellesley, MA and has been SEC-registered since 1991.

Does Peak Financial Management Inc disclose fund performance?

Peak Financial Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address93 Worcester Street, Suite 101, Wellesley, MA 02481
Phone(781) 487-9500
Fax(781) 487-9501
Office hours9:00 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1669662
Discloses disciplinary historyNo

Assets under management

Discretionary$452.4M
Non-discretionary$343K
Total (RAUM)$452.7M