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Pendleton Financial, LLC

● SEC registered since 2023CRD 325303SEC# 801-127988Raleigh, NC
Export (members)
Reg. AUM
$141.9M
Employees
4
Accounts
324
Location
Raleigh, NC

Pendleton Financial, LLC assets under management

Pendleton Financial, LLC is a registered investment adviser overseen by the SEC based in Raleigh, NC. The firm has been registered since 2023. It reports $141.9 million in regulatory assets under management and employs 4 people.
www.pendletonfinancial.comView on SEC.gov ↗

Pendleton Financial, LLC owners & executives

1 reported
NameTitleOwnershipSince
Gray Ellis Pendleton ControlPresident, Ceo, Managing Member & CcoOver 75%2023

Frequently asked questions

How much does Pendleton Financial, LLC manage?

Pendleton Financial, LLC reports $141.9 million in regulatory assets under management on its Form ADV.

How many employees does Pendleton Financial, LLC have?

Pendleton Financial, LLC reports 4 employees.

Where is Pendleton Financial, LLC located?

Pendleton Financial, LLC is based in Raleigh, NC and has been SEC-registered since 2023.

Does Pendleton Financial, LLC disclose fund performance?

Pendleton Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2607 Oberlin Road, Suite 100, Raleigh, NC 27608
Phone919-781-4167
FaxN/A
Office hours9:00 A.M To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$141.9M
Non-discretionary$0
Total (RAUM)$141.9M