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Penobscot Wealth Management

● SEC registered since 2017CRD 286211SEC# 801-108988Portland, ME
Export (members)
Reg. AUM
$434.5M
Employees
11
Accounts
1,925
Location
Portland, ME

Penobscot Wealth Management assets under management

Penobscot Wealth Management is a registered investment adviser overseen by the SEC based in Portland, ME. The firm has been registered since 2017. It reports $434.5 million in regulatory assets under management and employs 11 people.
www.facebook.com/penobscotfinancialadvisorsView on SEC.gov ↗

Penobscot Wealth Management owners & executives

3 reported
NameTitleOwnershipSince
Craig Arthur Joncas ControlChief Executive Officer25-50%2020
Hannah Marie Tackett ControlChief Compliance Officer & Chief Operating OfficerUnder 5%2020
James Edgar Bradley ControlChief Investment Officer50-75%2020

Frequently asked questions

How much does Penobscot Wealth Management manage?

Penobscot Wealth Management reports $434.5 million in regulatory assets under management on its Form ADV.

How many employees does Penobscot Wealth Management have?

Penobscot Wealth Management reports 11 employees.

Where is Penobscot Wealth Management located?

Penobscot Wealth Management is based in Portland, ME and has been SEC-registered since 2017.

Does Penobscot Wealth Management disclose fund performance?

Penobscot Wealth Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressOne Monument Square, Suite 501, Portland, ME 04101
Phone(207) 990-1901
Fax877-369-2947
Office hoursBy Appointment
SEC regionBoston Regional Office (BRO)
CIK1875768
Discloses disciplinary historyNo

Assets under management

Discretionary$425.1M
Non-discretionary$9.4M
Total (RAUM)$434.5M