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Penso Advisors, LLC

● SEC registered since 2012CRD 158297SEC# 801-74297New York, NY
Export (members)
Ranks #2,420 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.23B
Fund GAV
$140.8M
Private funds
3
Employees
11
Accounts
7
Location
New York, NY

Penso Advisors, LLC assets under management

Penso Advisors, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2012. It reports $1.2 billion in regulatory assets under management and employs 11 people. Penso Advisors, LLC manages 3 private funds with combined gross assets of $140.8 million, including Penso Fund Platform Spc- Segregated Portfolio Nca #14. By regulatory assets, it ranks 2,420 of 5,911 private fund managers.

Penso Advisors, LLC private funds

3 funds · $140.8M GAV
FundTypeGross assetsMin.
Penso Fund Platform Spc- Segregated Portfolio Nca #14Hedge$87.9M$100K
Penso Fund Platform Spc- Segregated Portfolio Nca #10 (2017)Hedge$36.3M$40M
Penso Fund Platform Spc- Segregated Portfolio Nca #15Hedge$16.7M$100K

Penso Advisors, LLC owners & executives

14 reported
NameTitleOwnershipSince
Ari Bergmann ControlPrincipalUnder 5%2010
Jaime Shechter ControlChief Operating OfficerUnder 5%2010
Leigh Victoria WaxmanChief Compliance OfficerUnder 5%2016
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Frequently asked questions

How much does Penso Advisors, LLC manage?

Penso Advisors, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many private funds does Penso Advisors, LLC manage?

Penso Advisors, LLC manages 3 private funds with combined gross assets of $140.8 million.

How many employees does Penso Advisors, LLC have?

Penso Advisors, LLC reports 11 employees.

Where is Penso Advisors, LLC located?

Penso Advisors, LLC is based in New York, NY and has been SEC-registered since 2012.

Does Penso Advisors, LLC disclose fund performance?

Penso Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address780 Third Avenue, 12th Floor, New York, NY 10017
Phone212-688-8800
Fax212-688-8809
Office hours9 a.m. To 5 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1806420
Discloses disciplinary historyNo

Assets under management

Discretionary$233.7M
Non-discretionary$1B
Total (RAUM)$1.23B

Service providers

Auditor
Prime broker
Administrator