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Personal Financial Profiles Inc

● SEC registered since 2013CRD 109327SEC# 801-78068Coral Springs, FL
Export (members)
Reg. AUM
$293.9M
Employees
2
Accounts
367
Location
Coral Springs, FL

Personal Financial Profiles Inc assets under management

Personal Financial Profiles Inc is a registered investment adviser overseen by the SEC based in Coral Springs, FL. The firm has been registered since 2013. It reports $293.9 million in regulatory assets under management and employs 2 people.
www.pfprofiles.comView on SEC.gov ↗

Personal Financial Profiles Inc owners & executives

2 reported
NameTitleOwnershipSince
David Michael Maggio ControlPresident And Chief Compliance OfficerOver 75%2013
Frank Thomas Pugliese ControlChairman-EmeritusUnder 5%1991

Frequently asked questions

How much does Personal Financial Profiles Inc manage?

Personal Financial Profiles Inc reports $293.9 million in regulatory assets under management on its Form ADV.

How many employees does Personal Financial Profiles Inc have?

Personal Financial Profiles Inc reports 2 employees.

Where is Personal Financial Profiles Inc located?

Personal Financial Profiles Inc is based in Coral Springs, FL and has been SEC-registered since 2013.

Does Personal Financial Profiles Inc disclose fund performance?

Personal Financial Profiles Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10100 W. Sample Road, Suite 201, Coral Springs, FL 33065
Phone954-755-8647
Fax954-755-6863
Office hours9a.m.-5p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$292.8M
Non-discretionary$1.1M
Total (RAUM)$293.9M