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Pettinga Financial Advisors, LLC

● SEC registered since 2011CRD 156369SEC# 801-72154Evansville, IN
Export (members)
Reg. AUM
$1.11B
Employees
12
Accounts
2,184
Location
Evansville, IN

Pettinga Financial Advisors, LLC assets under management

Pettinga Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Evansville, IN. The firm has been registered since 2011. It reports $1.1 billion in regulatory assets under management and employs 12 people.
pettinga.comView on SEC.gov ↗

Pettinga Financial Advisors, LLC owners & executives

14 reported
NameTitleOwnershipSince
Brian Jay Goebel ControlSenior Vice President/CioUnder 5%2010
Focus Operating, LLC ControlMember (manager)Over 75%2010
Matthew Edward Volkman ControlSenior Vice PresidentUnder 5%2010
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Frequently asked questions

How much does Pettinga Financial Advisors, LLC manage?

Pettinga Financial Advisors, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Pettinga Financial Advisors, LLC have?

Pettinga Financial Advisors, LLC reports 12 employees.

Where is Pettinga Financial Advisors, LLC located?

Pettinga Financial Advisors, LLC is based in Evansville, IN and has been SEC-registered since 2011.

Does Pettinga Financial Advisors, LLC disclose fund performance?

Pettinga Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address519 Main Street, Ste 100, Evansville, IN 47708
Phone812-436-4000
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1694592
Discloses disciplinary historyNo

Assets under management

Discretionary$1.09B
Non-discretionary$22M
Total (RAUM)$1.11B