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Phase 3 Capital Management LLC

● SEC registered since 2018CRD 294408SEC# 801-113155Boca Raton, FL
Export (members)
Ranks #1,576 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$2.8B
Fund GAV
$267.8M
Private funds
2
Employees
9
Accounts
7
Location
Boca Raton, FL

Phase 3 Capital Management LLC assets under management

Phase 3 Capital Management LLC is an SEC-registered investment adviser based in Boca Raton, FL. The firm has been registered since 2018. It reports $2.8 billion in regulatory assets under management and employs 9 people. Phase 3 Capital Management LLC manages 2 private funds with combined gross assets of $267.8 million, including Phase3 Global Rates Fund LLC. By regulatory assets, it ranks 1,576 of 5,911 private fund managers.

Phase 3 Capital Management LLC private funds

2 funds · $267.8M GAV
FundTypeGross assetsMin.
Phase3 Global Rates Fund LLCHedge$247M$1M
Phase3 Master Fund LLCHedge$20.8M$1M

Phase 3 Capital Management LLC owners & executives

7 reported
NameTitleOwnershipSince
Eric Matthew White ControlChief Financial Officer / Chief Compliance OfficerUnder 5%2019
Ethan Scott Youderian ControlFounder, Chief Investment Officer, And Chief Executive OfficerUnder 5%2018
Karim Said Alwan ControlPortfolio Manager, And Founding PrincipalUnder 5%2018
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Frequently asked questions

How much does Phase 3 Capital Management LLC manage?

Phase 3 Capital Management LLC reports $2.8 billion in regulatory assets under management on its Form ADV.

How many private funds does Phase 3 Capital Management LLC manage?

Phase 3 Capital Management LLC manages 2 private funds with combined gross assets of $267.8 million.

How many employees does Phase 3 Capital Management LLC have?

Phase 3 Capital Management LLC reports 9 employees.

Where is Phase 3 Capital Management LLC located?

Phase 3 Capital Management LLC is based in Boca Raton, FL and has been SEC-registered since 2018.

Does Phase 3 Capital Management LLC disclose fund performance?

Phase 3 Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6501 Congress Avenue, Suite 220, Boca Raton, FL 33487
Phone312-858-3800
Office hours08:00 a.m. - 05:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$2.8B
Non-discretionary$0
Total (RAUM)$2.8B