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Phase III Advisory Services, Ltd

● SEC registered since 2005CRD 122959SEC# 801-63806Buffalo Grove, IL
Export (members)
Reg. AUM
$162.2M
Employees
3
Accounts
1,297
Location
Buffalo Grove, IL

Phase III Advisory Services, Ltd assets under management

Phase III Advisory Services, Ltd is a registered investment adviser overseen by the SEC based in Buffalo Grove, IL. The firm has been registered since 2005. It reports $162.2 million in regulatory assets under management and employs 3 people.
www.facebook.com/phase3advisoryView on SEC.gov ↗

Phase III Advisory Services, Ltd owners & executives

1 reported
NameTitleOwnershipSince
John William Bever ControlPresident/Chief Compliance OfficerOver 75%1984

Frequently asked questions

How much does Phase III Advisory Services, Ltd manage?

Phase III Advisory Services, Ltd reports $162.2 million in regulatory assets under management on its Form ADV.

How many employees does Phase III Advisory Services, Ltd have?

Phase III Advisory Services, Ltd reports 3 employees.

Where is Phase III Advisory Services, Ltd located?

Phase III Advisory Services, Ltd is based in Buffalo Grove, IL and has been SEC-registered since 2005.

Does Phase III Advisory Services, Ltd disclose fund performance?

Phase III Advisory Services, Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1110 W. Lake Cook Rd, Suite 265, Buffalo Grove, IL 60089
Phone847-520-5545
Fax847-773-0054
Office hours8:30 a.m. To 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$124M
Non-discretionary$38.2M
Total (RAUM)$162.2M