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Phillips and Company Advisors LLC

● SEC registered since 2011CRD 167214SEC# 801-63879Portland, OR
Export (members)
Reg. AUM
$2.28B
Employees
21
Accounts
1,525
Location
Portland, OR

Phillips and Company Advisors LLC assets under management

Phillips and Company Advisors LLC operates as an SEC-registered investment adviser based in Portland, OR. The firm has been registered since 2011. It reports $2.3 billion in regulatory assets under management and employs 21 people.
www.phillipsandco.comView on SEC.gov ↗

Phillips and Company Advisors LLC owners & executives

2 reported
NameTitleOwnershipSince
James Todd Smith ControlCfo, CcoUnder 5%1997
Timothy Charles Phillips ControlCeoOver 75%1992

Frequently asked questions

How much does Phillips and Company Advisors LLC manage?

Phillips and Company Advisors LLC reports $2.3 billion in regulatory assets under management on its Form ADV.

How many employees does Phillips and Company Advisors LLC have?

Phillips and Company Advisors LLC reports 21 employees.

Where is Phillips and Company Advisors LLC located?

Phillips and Company Advisors LLC is based in Portland, OR and has been SEC-registered since 2011.

Does Phillips and Company Advisors LLC disclose fund performance?

Phillips and Company Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address521 SW 11th Avenue, Suite 200, Portland, OR 97205
Phone503-224-0858
Fax503-224-8207
Office hours6:30 a.m.- 4:00 Pst
SEC regionSan Francisco Regional Office (SFRO)
CIK80163879
Discloses disciplinary historyNo

Assets under management

Discretionary$1.07B
Non-discretionary$1.2B
Total (RAUM)$2.28B