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Phillips Financial Management, LLC

● SEC registered since 2004CRD 131344SEC# 801-63343Fort Wayne, IN
Export (members)
Reg. AUM
$2.21B
Employees
31
Accounts
3,084
Location
Fort Wayne, IN

Phillips Financial Management, LLC assets under management

Phillips Financial Management, LLC is an SEC-registered investment adviser based in Fort Wayne, IN. The firm has been registered since 2004. It reports $2.2 billion in regulatory assets under management and employs 31 people.
www.linkedin.com/in/rickphillipsfinancialView on SEC.gov ↗

Phillips Financial Management, LLC owners & executives

11 reported
NameTitleOwnershipSince
Aaklb LLCManaging Member10-25%2024
Ben Jason Langel ControlManaging Member10-25%2016
Brant W Gerber ControlChief Operating OfficerUnder 5%2023
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Frequently asked questions

How much does Phillips Financial Management, LLC manage?

Phillips Financial Management, LLC reports $2.2 billion in regulatory assets under management on its Form ADV.

How many employees does Phillips Financial Management, LLC have?

Phillips Financial Management, LLC reports 31 employees.

Where is Phillips Financial Management, LLC located?

Phillips Financial Management, LLC is based in Fort Wayne, IN and has been SEC-registered since 2004.

Does Phillips Financial Management, LLC disclose fund performance?

Phillips Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6920 Pointe Inverness Way, Suite 230, Fort Wayne, IN 46804
Phone260-420-7732
Fax260-420-5553
Office hours8:00 a.m. To 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.89B
Non-discretionary$324.2M
Total (RAUM)$2.21B