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Plan First Wealth LLC

● SEC registered since 2019CRD 289185SEC# 801-114931
Export (members)
Reg. AUM
$120.4M
Employees
3
Accounts
221
Location

Plan First Wealth LLC assets under management

Plan First Wealth LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2019. It reports $120.4 million in regulatory assets under management and employs 3 people.

Plan First Wealth LLC owners & executives

2 reported
NameTitleOwnershipSince
Martha Sarah KernChief Compliance OfficerUnder 5%2021
Richard Christopher Taylor ControlManaging Member & Chief Executive OfficerOver 75%2017

Frequently asked questions

How much does Plan First Wealth LLC manage?

Plan First Wealth LLC reports $120.4 million in regulatory assets under management on its Form ADV.

How many employees does Plan First Wealth LLC have?

Plan First Wealth LLC reports 3 employees.

Does Plan First Wealth LLC disclose fund performance?

Plan First Wealth LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone(646) 201-4865
FaxN/A
Office hoursOffice Visits By Appointment Only
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$62.1M
Non-discretionary$58.3M
Total (RAUM)$120.4M