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Plan Life & Wealth Management, Inc.

● SEC registered since 2018CRD 44960SEC# 801-112596Fresno, CA
Export (members)
Reg. AUM
$180.8M
Employees
6
Accounts
744
Location
Fresno, CA

Plan Life & Wealth Management, Inc. assets under management

Plan Life & Wealth Management, Inc. is an SEC-registered investment adviser based in Fresno, CA. The firm has been registered since 2018. It reports $180.8 million in regulatory assets under management and employs 6 people.

Plan Life & Wealth Management, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Isaac Ellsworth HallsVice-President, Sales/Director10-25%2021
Joel Robert HooperSecretary10-25%2023
John Robert Hooper ControlPresident/Chief Compliance Officer/Cfo/DirectorOver 75%1993

Frequently asked questions

How much does Plan Life & Wealth Management, Inc. manage?

Plan Life & Wealth Management, Inc. reports $180.8 million in regulatory assets under management on its Form ADV.

How many employees does Plan Life & Wealth Management, Inc. have?

Plan Life & Wealth Management, Inc. reports 6 employees.

Where is Plan Life & Wealth Management, Inc. located?

Plan Life & Wealth Management, Inc. is based in Fresno, CA and has been SEC-registered since 2018.

Does Plan Life & Wealth Management, Inc. disclose fund performance?

Plan Life & Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530
Phone559-433-1110
Fax559-433-1102
Office hours8:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$180.3M
Non-discretionary$525K
Total (RAUM)$180.8M