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Planmember Securities Corporation

● SEC registered since 1991CRD 11869SEC# 801-39177Carpinteria, CA
Export (members)
Reg. AUM
$9.04B
Employees
432
Accounts
68,978
Location
Carpinteria, CA

Planmember Securities Corporation assets under management

Planmember Securities Corporation is an investment advisory firm registered with the SEC based in Carpinteria, CA. The firm has been registered since 1991. It reports $9 billion in regulatory assets under management and employs 432 people.
www.planmember.comView on SEC.gov ↗

Planmember Securities Corporation owners & executives

10 reported
NameTitleOwnershipSince
Byron Francis BowmanChief Legal Officer & SecretaryUnder 5%2014
Jon Michael Ziehl ControlPresidentUnder 5%1984
Planmember Financial CorporationOwnerOver 75%1991
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Frequently asked questions

How much does Planmember Securities Corporation manage?

Planmember Securities Corporation reports $9 billion in regulatory assets under management on its Form ADV.

How many employees does Planmember Securities Corporation have?

Planmember Securities Corporation reports 432 employees.

Where is Planmember Securities Corporation located?

Planmember Securities Corporation is based in Carpinteria, CA and has been SEC-registered since 1991.

Does Planmember Securities Corporation disclose fund performance?

Planmember Securities Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6187 Carpinteria Avenue, Carpinteria, CA 93013
Phone805-684-1199
Fax805-684-3500
Office hours8:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$9.04B
Non-discretionary$0
Total (RAUM)$9.04B