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Planned Financial Services, LLC

● SEC registered since 2017CRD 112879SEC# 801-110086Cleveland, OH
Export (members)
Reg. AUM
$392.2M
Employees
12
Accounts
782
Location
Cleveland, OH

Planned Financial Services, LLC assets under management

Planned Financial Services, LLC is a registered investment adviser overseen by the SEC based in Cleveland, OH. The firm has been registered since 2017. It reports $392.2 million in regulatory assets under management and employs 12 people.
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Planned Financial Services, LLC owners & executives

2 reported
NameTitleOwnershipSince
Frank Fantozzi ControlPresident, Chief Compliance OfficerOver 75%1994
Joseph Michael RogersChief Operating OfficerUnder 5%2023

Frequently asked questions

How much does Planned Financial Services, LLC manage?

Planned Financial Services, LLC reports $392.2 million in regulatory assets under management on its Form ADV.

How many employees does Planned Financial Services, LLC have?

Planned Financial Services, LLC reports 12 employees.

Where is Planned Financial Services, LLC located?

Planned Financial Services, LLC is based in Cleveland, OH and has been SEC-registered since 2017.

Does Planned Financial Services, LLC disclose fund performance?

Planned Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7000 Fitzwater Road, Suite 300, Cleveland, OH 44141
Phone440-740-0130
Fax440-740-0339
Office hours8:30 a.m. To 5:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$346.9M
Non-discretionary$45.4M
Total (RAUM)$392.2M