| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Channing Allen Control | Chief Technology Officer | Under 5% | 2022 |
| Emily Win-Yan Luk Control | Chief Executive Officer And Chief Compliance Officer | Under 5% | 2022 |
| Plenty Financial, Inc. Control | Owner | Over 75% | 2022 |
Plenty Financial RIA, LLC reports $6.2 million in regulatory assets under management on its Form ADV.
Plenty Financial RIA, LLC reports 6 employees.
Plenty Financial RIA, LLC is based in San Francisco, CA.
Plenty Financial RIA, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 576 Sacramento Street, Floor 6, San Francisco, CA 94111 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
| Discretionary | $6.2M |
| Non-discretionary | $0 |
| Total (RAUM) | $6.2M |