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Plotkin Financial Advisors, LLC

● SEC registered since 2015CRD 127635SEC# 801-85168Chevy Chase, MD
Export (members)
Reg. AUM
$221.8M
Employees
4
Accounts
711
Location
Chevy Chase, MD

Plotkin Financial Advisors, LLC assets under management

Plotkin Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Chevy Chase, MD. The firm has been registered since 2015. It reports $221.8 million in regulatory assets under management and employs 4 people.

Plotkin Financial Advisors, LLC owners & executives

5 reported
NameTitleOwnershipSince
Erich Michael Imphong ControlPresidentUnder 5%2024
Kristi Leigh Murphy ControlChief Compliance Officer/Executive Vp- Client OperationsUnder 5%2021
Oceanview Consultants, LLC ControlOwnerOver 75%2024
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Frequently asked questions

How much does Plotkin Financial Advisors, LLC manage?

Plotkin Financial Advisors, LLC reports $221.8 million in regulatory assets under management on its Form ADV.

How many employees does Plotkin Financial Advisors, LLC have?

Plotkin Financial Advisors, LLC reports 4 employees.

Where is Plotkin Financial Advisors, LLC located?

Plotkin Financial Advisors, LLC is based in Chevy Chase, MD and has been SEC-registered since 2015.

Does Plotkin Financial Advisors, LLC disclose fund performance?

Plotkin Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8401 Connecticut Avenue, Suite 401, Chevy Chase, MD 20815-5833
Phone301-907-9790
Fax301-907-9793
Office hours9 a.m. To 5 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK1826394
Discloses disciplinary historyNo

Assets under management

Discretionary$221.8M
Non-discretionary$0
Total (RAUM)$221.8M