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Plum Pointe Wealth Management, LLC

● SEC registered since 2024CRD 332618SEC# 801-131283Providence, RI
Export (members)
Reg. AUM
$206.7M
Employees
4
Accounts
935
Location
Providence, RI

Plum Pointe Wealth Management, LLC assets under management

Plum Pointe Wealth Management, LLC operates as an SEC-registered investment adviser based in Providence, RI. The firm has been registered since 2024. It reports $206.7 million in regulatory assets under management and employs 4 people.

Plum Pointe Wealth Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Brian Scott Dunckley ControlChief Compliance OfficerUnder 5%2024
John Edward Williams ControlMember50-75%2024
Plum Pointe Wealth Management, Ltd ControlMember50-75%2024
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Frequently asked questions

How much does Plum Pointe Wealth Management, LLC manage?

Plum Pointe Wealth Management, LLC reports $206.7 million in regulatory assets under management on its Form ADV.

How many employees does Plum Pointe Wealth Management, LLC have?

Plum Pointe Wealth Management, LLC reports 4 employees.

Where is Plum Pointe Wealth Management, LLC located?

Plum Pointe Wealth Management, LLC is based in Providence, RI and has been SEC-registered since 2024.

Does Plum Pointe Wealth Management, LLC disclose fund performance?

Plum Pointe Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address225 Dyer Street, Fl 2, Providence, RI 02903
Phone401-228-8258
Office hours401-228-8258
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$206.7M
Non-discretionary$0
Total (RAUM)$206.7M