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Principal Global Investors, LLC

● SEC registered since 1998CRD 109002SEC# 801-55959Des Moines, IA
Export (members)
Ranks #5,680 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$36.4M
Fund GAV
$738.7M
Private funds
8
Employees
1,350
Accounts
7,399
Location
Des Moines, IA

Principal Global Investors, LLC assets under management

Principal Global Investors, LLC operates as an SEC-registered investment adviser based in Des Moines, IA. The firm has been registered since 1998. It reports $36.4 million in regulatory assets under management and employs 1,350 people. Principal Global Investors, LLC manages 8 private funds with combined gross assets of $738.7 million, including Finisterre Emd Total Return Fund, LP. By regulatory assets, it ranks 5,680 of 5,911 private fund managers.

Principal Global Investors, LLC private funds

8 funds · $738.7M GAV
FundTypeGross assetsMin.
Finisterre Emd Total Return Fund, LPHedge$329.7M$20M
Principal Alternative Credit Unlevered Fund, LPHedge$148M$5M
Pac Evergreen Fund, LPHedge$114.4M
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Principal Global Investors, LLC owners & executives

16 reported
NameTitleOwnershipSince
Barbara Wenig ControlChief Business OfficerUnder 5%2024
Daniel Joseph Houston ControlDirectorUnder 5%2015
Ellen W Shumway ControlDirectorUnder 5%2024
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Frequently asked questions

How much does Principal Global Investors, LLC manage?

Principal Global Investors, LLC reports $36.4 million in regulatory assets under management on its Form ADV.

How many private funds does Principal Global Investors, LLC manage?

Principal Global Investors, LLC manages 8 private funds with combined gross assets of $738.7 million.

How many employees does Principal Global Investors, LLC have?

Principal Global Investors, LLC reports 1,350 employees.

Where is Principal Global Investors, LLC located?

Principal Global Investors, LLC is based in Des Moines, IA and has been SEC-registered since 1998.

Does Principal Global Investors, LLC disclose fund performance?

Principal Global Investors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address801 Grand Ave, Des Moines, IA 50392-0001
Phone800-787-1621
Fax866-850-4024
Office hours8:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
CIK769734
Discloses disciplinary historyYes

Assets under management

Discretionary$35.6M
Non-discretionary$8.44B
Total (RAUM)$36.4M

Service providers