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Prism Advisors, Inc.

● SEC registered since 2017CRD 286474SEC# 801-110196Studio City, CA
Export (members)
Reg. AUM
$462M
Employees
5
Accounts
697
Location
Studio City, CA

Prism Advisors, Inc. assets under management

Prism Advisors, Inc. operates as an SEC-registered investment adviser based in Studio City, CA. The firm has been registered since 2017. It reports $462 million in regulatory assets under management and employs 5 people.
prismadvisors.comView on SEC.gov ↗

Prism Advisors, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Amy Louise Aquino ControlSecretary50-75%2003
McGinnis Andrew McCoy ControlPresident50-75%2003
Stacey Kiyomi Snow ControlChief Compliance OfficerUnder 5%2017

Frequently asked questions

How much does Prism Advisors, Inc. manage?

Prism Advisors, Inc. reports $462 million in regulatory assets under management on its Form ADV.

How many employees does Prism Advisors, Inc. have?

Prism Advisors, Inc. reports 5 employees.

Where is Prism Advisors, Inc. located?

Prism Advisors, Inc. is based in Studio City, CA and has been SEC-registered since 2017.

Does Prism Advisors, Inc. disclose fund performance?

Prism Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4361 Tujunga Avenue, Suite a, Studio City, CA 91604
Phone818-760-3333
Fax818-760-3373
Office hours6-3:30p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1717027
Discloses disciplinary historyNo

Assets under management

Discretionary$447.4M
Non-discretionary$14.6M
Total (RAUM)$462M