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Prism Financial Group, L.L.C.

CRD 112315SEC# 801-61646Overland Park, KS
Export (members)
No longer SEC-registered. Prism Financial Group, L.L.C. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.7B
Employees
9
Accounts
2,474
Location
Overland Park, KS

Prism Financial Group, L.L.C. assets under management

Prism Financial Group, L.L.C. is a registered investment adviser overseen by the SEC based in Overland Park, KS. It reports $1.7 billion in regulatory assets under management and employs 9 people.
View on SEC.gov ↗

Prism Financial Group, L.L.C. owners & executives

3 reported
NameTitleOwnershipSince
Mh Capital, LLCOwner25-50%1999
Theresa Marie ShmidlChief Compliance OfficerUnder 5%2004
Timothy Brian Shmidl ControlOwner50-75%1999

Frequently asked questions

How much does Prism Financial Group, L.L.C. manage?

Prism Financial Group, L.L.C. reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Prism Financial Group, L.L.C. have?

Prism Financial Group, L.L.C. reports 9 employees.

Where is Prism Financial Group, L.L.C. located?

Prism Financial Group, L.L.C. is based in Overland Park, KS.

Does Prism Financial Group, L.L.C. disclose fund performance?

Prism Financial Group, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7101 College Blvd. Suite 900, Overland Park, KS 66210-1984
Office hours8:00a.m. - 5:00p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$1.56B
Non-discretionary$133.1M
Total (RAUM)$1.7B