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Private Wealth Management of North Carolina LLC

● SEC registered since 2016CRD 149889SEC# 801-108507Henderson, NC
Export (members)
Reg. AUM
$146.7M
Employees
3
Accounts
669
Location
Henderson, NC

Private Wealth Management of North Carolina LLC assets under management

Private Wealth Management of North Carolina LLC is an investment advisory firm registered with the SEC based in Henderson, NC. The firm has been registered since 2016. It reports $146.7 million in regulatory assets under management and employs 3 people.
www.linkedin.com/company/private-wealth-management-of-ncView on SEC.gov ↗

Private Wealth Management of North Carolina LLC owners & executives

1 reported
NameTitleOwnershipSince
Toney Otis Falkner ControlManaging Member And Chief Compliance OfficerOver 75%2009

Frequently asked questions

How much does Private Wealth Management of North Carolina LLC manage?

Private Wealth Management of North Carolina LLC reports $146.7 million in regulatory assets under management on its Form ADV.

How many employees does Private Wealth Management of North Carolina LLC have?

Private Wealth Management of North Carolina LLC reports 3 employees.

Where is Private Wealth Management of North Carolina LLC located?

Private Wealth Management of North Carolina LLC is based in Henderson, NC and has been SEC-registered since 2016.

Does Private Wealth Management of North Carolina LLC disclose fund performance?

Private Wealth Management of North Carolina LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address129 W. Belle Street, Henderson, NC 27536
Phone252-492-8694
Fax252-738-8929
Office hours8:30a.m. To 5p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$146.7M
Non-discretionary$0
Total (RAUM)$146.7M