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Proctor Financial, Inc.

● SEC registered since 2002CRD 122021SEC# 801-61596Sherborn, MA
Export (members)
Reg. AUM
$363M
Employees
10
Accounts
859
Location
Sherborn, MA

Proctor Financial, Inc. assets under management

Proctor Financial, Inc. is an investment advisory firm registered with the SEC based in Sherborn, MA. The firm has been registered since 2002. It reports $363 million in regulatory assets under management and employs 10 people.
www.proctorfinancial.comView on SEC.gov ↗

Proctor Financial, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Stephen Jenkins DoucetteVice President10-25%2004
Tony Joseph Proctor ControlPresidentOver 75%2002
Tony Joseph Proctor ControlChief Compliance OfficerOver 75%2004

Frequently asked questions

How much does Proctor Financial, Inc. manage?

Proctor Financial, Inc. reports $363 million in regulatory assets under management on its Form ADV.

How many employees does Proctor Financial, Inc. have?

Proctor Financial, Inc. reports 10 employees.

Where is Proctor Financial, Inc. located?

Proctor Financial, Inc. is based in Sherborn, MA and has been SEC-registered since 2002.

Does Proctor Financial, Inc. disclose fund performance?

Proctor Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address18 N. Main Street, Sherborn, MA 01770
Phone781-235-0405
Fax781-235-0610
Office hours10 a.m. To 6 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$363M
Non-discretionary$0
Total (RAUM)$363M