| Name | Title | Ownership | Since |
|---|---|---|---|
| Dana F. Cole & Company, LLP Control | Member | 25-50% | 2003 |
| Douglas De Wayne Peterson Control | Member | 25-50% | 2003 |
| Marc William Werkmeister Control | Member/Chief Compliance Officer | 50-75% | 2019 |
Professional Financial Advisors, LLC reports $614.1 million in regulatory assets under management on its Form ADV.
Professional Financial Advisors, LLC reports 10 employees.
Professional Financial Advisors, LLC is based in North Platte, NE and has been SEC-registered since 2019.
Professional Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1400 S Dewey St, Suite 300, North Platte, NE 69101-5311 |
| Phone | 308-534-8210 |
| Fax | 308-532-4738 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
| Discretionary | $530.6M |
| Non-discretionary | $83.5M |
| Total (RAUM) | $614.1M |