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Profocus, Incorporated

● SEC registered since 2022CRD 113954SEC# 801-124789Phoenix, AZ
Export (members)
Reg. AUM
$151M
Employees
7
Accounts
525
Location
Phoenix, AZ

Profocus, Incorporated assets under management

Profocus, Incorporated operates as an SEC-registered investment adviser based in Phoenix, AZ. The firm has been registered since 2022. It reports $151 million in regulatory assets under management and employs 7 people.
www.profocus.comView on SEC.gov ↗

Profocus, Incorporated owners & executives

1 reported
NameTitleOwnershipSince
Michael Maurice Smith ControlPresident And Chief Compliance OfficerOver 75%1998

Frequently asked questions

How much does Profocus, Incorporated manage?

Profocus, Incorporated reports $151 million in regulatory assets under management on its Form ADV.

How many employees does Profocus, Incorporated have?

Profocus, Incorporated reports 7 employees.

Where is Profocus, Incorporated located?

Profocus, Incorporated is based in Phoenix, AZ and has been SEC-registered since 2022.

Does Profocus, Incorporated disclose fund performance?

Profocus, Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5010 East Warner Road, Suite 202, Phoenix, AZ 85044-3374
Phone480-598-9960
Fax480-893-1149
Office hours830 a.m. - 430 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$148M
Non-discretionary$3M
Total (RAUM)$151M