| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Prospect Advisors Qp, L.P. | Hedge | $205.6M | $1M |
| Prospect Advisors, L.P. | Hedge | $71.1M | $500K |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel William Mendoza Control | Managing Member | Over 75% | 2000 |
| Keith Bernard Williams Control | Chief Compliance Officer | Under 5% | 2022 |
Prospect Capital Advisors, LLC reports $288 million in regulatory assets under management on its Form ADV.
Prospect Capital Advisors, LLC manages 2 private funds with combined gross assets of $276.7 million.
Prospect Capital Advisors, LLC reports 4 employees.
Prospect Capital Advisors, LLC is based in Sausalito, CA and has been SEC-registered since 2015.
Prospect Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 501 Humboldt Avenue, 2nd Floor, Sausalito, CA 94965 |
| Phone | (415) 331-3590 |
| Office hours | 8:00 a.m. To 1:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1632368 |
| Discloses disciplinary history | No |
| Discretionary | $288M |
| Non-discretionary | $0 |
| Total (RAUM) | $288M |