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Prospect Capital Management L.P.

● SEC registered since 2004CRD 131018SEC# 801-62969West Palm Beach, FL
Export (members)
Reg. AUM
$7.23B
Employees
155
Accounts
4
Location
West Palm Beach, FL

Prospect Capital Management L.P. assets under management

Prospect Capital Management L.P. operates as an SEC-registered investment adviser based in West Palm Beach, FL. The firm has been registered since 2004. It reports $7.2 billion in regulatory assets under management and employs 155 people.

Prospect Capital Management L.P. owners & executives

3 reported
NameTitleOwnershipSince
John Francis Barry ControlCeoOver 75%2004
Patricia Lynn BlackmanDeputy Compliance OfficerUnder 5%2018
Russell Lawrence WiningerChief Compliance OfficerUnder 5%2024

Frequently asked questions

How much does Prospect Capital Management L.P. manage?

Prospect Capital Management L.P. reports $7.2 billion in regulatory assets under management on its Form ADV.

How many employees does Prospect Capital Management L.P. have?

Prospect Capital Management L.P. reports 155 employees.

Where is Prospect Capital Management L.P. located?

Prospect Capital Management L.P. is based in West Palm Beach, FL and has been SEC-registered since 2004.

Does Prospect Capital Management L.P. disclose fund performance?

Prospect Capital Management L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address700 S. Rosemary Ave., Suite 204, West Palm Beach, FL 33401
Phone561-285-4044
Fax212-448-9652
Office hours8:30 a.m. To 7:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$7.22B
Non-discretionary$14.6M
Total (RAUM)$7.23B