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Prospect Financial Services LLC

● SEC registered since 2021CRD 314154SEC# 801-122193Melville, NY
Export (members)
Reg. AUM
$431M
Employees
12
Accounts
1,156
Location
Melville, NY

Prospect Financial Services LLC assets under management

Prospect Financial Services LLC operates as an SEC-registered investment adviser based in Melville, NY. The firm has been registered since 2021. It reports $431 million in regulatory assets under management and employs 12 people.

Prospect Financial Services LLC owners & executives

4 reported
NameTitleOwnershipSince
Anthony Carmine Sgueglia ControlOwner10-25%2021
Jay L Nathan ControlPartner25-50%2021
Michael Frances FairbrotherOwnerUnder 5%2021
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Frequently asked questions

How much does Prospect Financial Services LLC manage?

Prospect Financial Services LLC reports $431 million in regulatory assets under management on its Form ADV.

How many employees does Prospect Financial Services LLC have?

Prospect Financial Services LLC reports 12 employees.

Where is Prospect Financial Services LLC located?

Prospect Financial Services LLC is based in Melville, NY and has been SEC-registered since 2021.

Does Prospect Financial Services LLC disclose fund performance?

Prospect Financial Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address445 Broad Hollow Road, Suite Cl-43, Melville, NY 11747
Phone631-424-5218
Fax631-629-4579
Office hours9:00a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
CIK2012519
Discloses disciplinary historyNo

Assets under management

Discretionary$431M
Non-discretionary$0
Total (RAUM)$431M