| Name | Title | Ownership | Since |
|---|---|---|---|
| David Walter Stringer Control | Co-Ceo | Under 5% | 2021 |
| Edward Kern | Chief Financial Officer | Under 5% | 2017 |
| Prospera Financial, LLC Control | Holding Company | Over 75% | 2021 |
Prospera Financial Services, Inc. reports $9.8 billion in regulatory assets under management on its Form ADV.
Prospera Financial Services, Inc. reports 265 employees.
Prospera Financial Services, Inc. is based in Dallas, TX and has been SEC-registered since 2006.
Prospera Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 5429 Lbj Freeway, Suite 750, Dallas, TX 75240 |
| Phone | 972-581-3000 |
| Fax | 972-581-3001 |
| Office hours | 8:00a.m. - 4:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $6.2B |
| Non-discretionary | $3.61B |
| Total (RAUM) | $9.81B |