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Prosperity Financial Group, Inc.

● SEC registered since 2025CRD 339321SEC# 801-134846San Ramon, CA
Export (members)
Reg. AUM
$358.9M
Employees
11
Accounts
1,202
Location
San Ramon, CA

Prosperity Financial Group, Inc. assets under management

Prosperity Financial Group, Inc. is an investment advisory firm registered with the SEC based in San Ramon, CA. The firm has been registered since 2025. It reports $358.9 million in regulatory assets under management and employs 11 people.

Prosperity Financial Group, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Andrew Joseph Agosta ControlChief Compliance Officer, Chief Operating Officer, Vice President25-50%2025
James Derek Hebert ControlPresident50-75%2025

Frequently asked questions

How much does Prosperity Financial Group, Inc. manage?

Prosperity Financial Group, Inc. reports $358.9 million in regulatory assets under management on its Form ADV.

How many employees does Prosperity Financial Group, Inc. have?

Prosperity Financial Group, Inc. reports 11 employees.

Where is Prosperity Financial Group, Inc. located?

Prosperity Financial Group, Inc. is based in San Ramon, CA and has been SEC-registered since 2025.

Does Prosperity Financial Group, Inc. disclose fund performance?

Prosperity Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583
Phone925-314-8500
Fax925-314-8504
Office hours8:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$358.9M
Non-discretionary$0
Total (RAUM)$358.9M