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Prosperity Road, LLC

● SEC registered since 2020CRD 281894SEC# 801-118900Santa Ana, CA
Export (members)
Reg. AUM
$156.9M
Employees
4
Accounts
167
Location
Santa Ana, CA

Prosperity Road, LLC assets under management

Prosperity Road, LLC operates as an SEC-registered investment adviser based in Santa Ana, CA. The firm has been registered since 2020. It reports $156.9 million in regulatory assets under management and employs 4 people.

Prosperity Road, LLC owners & executives

4 reported
NameTitleOwnershipSince
E4 Vantage, LLC ControlParent / Holding CompanyOver 75%2015
Emily Tubola Hermeno ControlPrincipal And Chief Compliance OfficerUnder 5%2015
Michael William McGrathMinority Owner10-25%2016
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Frequently asked questions

How much does Prosperity Road, LLC manage?

Prosperity Road, LLC reports $156.9 million in regulatory assets under management on its Form ADV.

How many employees does Prosperity Road, LLC have?

Prosperity Road, LLC reports 4 employees.

Where is Prosperity Road, LLC located?

Prosperity Road, LLC is based in Santa Ana, CA and has been SEC-registered since 2020.

Does Prosperity Road, LLC disclose fund performance?

Prosperity Road, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12341 Newport Avenue, Ste. A-100, Santa Ana, CA 92705
Phone(714) 241-0212
Fax(714) 241-0213
Office hours9a.m. -5p.m. Est
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$152.3M
Non-discretionary$4.6M
Total (RAUM)$156.9M