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Prospettiva Financial LLC

● SEC registered since 2022CRD 148760SEC# 801-123729San Francisco, CA
Export (members)
Reg. AUM
$116M
Employees
3
Accounts
292
Location
San Francisco, CA

Prospettiva Financial LLC assets under management

Prospettiva Financial LLC is an SEC-registered investment adviser based in San Francisco, CA. The firm has been registered since 2022. It reports $116 million in regulatory assets under management and employs 3 people.

Prospettiva Financial LLC owners & executives

1 reported
NameTitleOwnershipSince
Sean A Fletcher ControlChief Compliance Officer And Managing MemberOver 75%2008

Frequently asked questions

How much does Prospettiva Financial LLC manage?

Prospettiva Financial LLC reports $116 million in regulatory assets under management on its Form ADV.

How many employees does Prospettiva Financial LLC have?

Prospettiva Financial LLC reports 3 employees.

Where is Prospettiva Financial LLC located?

Prospettiva Financial LLC is based in San Francisco, CA and has been SEC-registered since 2022.

Does Prospettiva Financial LLC disclose fund performance?

Prospettiva Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address22 Battery Street, Suite 426, San Francisco, CA 94111
Phone415-362-8636
Fax415-362-8889
Office hours9-5p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$116M
Non-discretionary$0
Total (RAUM)$116M