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Providence Capital Advisors, LLC

● SEC registered since 2016CRD 174631SEC# 801-107683Charlotte, NC
Export (members)
Reg. AUM
$916.3M
Employees
13
Accounts
2,494
Location
Charlotte, NC

Providence Capital Advisors, LLC assets under management

Providence Capital Advisors, LLC is a registered investment adviser overseen by the SEC based in Charlotte, NC. The firm has been registered since 2016. It reports $916.3 million in regulatory assets under management and employs 13 people.

Providence Capital Advisors, LLC owners & executives

5 reported
NameTitleOwnershipSince
Brian P AldersonMemberUnder 5%2019
Brian Summers Jones ControlManaging Member And Director Of Financial Planning25-50%2015
Melissa Stewart WallMember5-10%2019
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Frequently asked questions

How much does Providence Capital Advisors, LLC manage?

Providence Capital Advisors, LLC reports $916.3 million in regulatory assets under management on its Form ADV.

How many employees does Providence Capital Advisors, LLC have?

Providence Capital Advisors, LLC reports 13 employees.

Where is Providence Capital Advisors, LLC located?

Providence Capital Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2016.

Does Providence Capital Advisors, LLC disclose fund performance?

Providence Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4500 Cameron Valley Parkway, Suite 270, Charlotte, NC 28211
Phone(704) 215-4420
Office hoursBy Appointment
SEC regionAtlanta Regional Office (ARO)
CIK1730814
Discloses disciplinary historyNo

Assets under management

Discretionary$872M
Non-discretionary$44.2M
Total (RAUM)$916.3M