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Pruneyard Financial Group, Inc.

● SEC registered since 2001CRD 117378SEC# 801-60693Cupertino, CA
Export (members)
Reg. AUM
$140.3M
Employees
2
Accounts
121
Location
Cupertino, CA

Pruneyard Financial Group, Inc. assets under management

Pruneyard Financial Group, Inc. operates as an SEC-registered investment adviser based in Cupertino, CA. The firm has been registered since 2001. It reports $140.3 million in regulatory assets under management and employs 2 people.
pruneyardfinancial.comView on SEC.gov ↗

Pruneyard Financial Group, Inc. owners & executives

1 reported
NameTitleOwnershipSince
John Daniel Masegian ControlPresident, Treasurer & Chief Compliance OfficerOver 75%2016

Frequently asked questions

How much does Pruneyard Financial Group, Inc. manage?

Pruneyard Financial Group, Inc. reports $140.3 million in regulatory assets under management on its Form ADV.

How many employees does Pruneyard Financial Group, Inc. have?

Pruneyard Financial Group, Inc. reports 2 employees.

Where is Pruneyard Financial Group, Inc. located?

Pruneyard Financial Group, Inc. is based in Cupertino, CA and has been SEC-registered since 2001.

Does Pruneyard Financial Group, Inc. disclose fund performance?

Pruneyard Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address22801 Longdown Road, Cupertino, CA 95014
Phone408-377-4444
Fax408-377-9944
Office hours9:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1730438
Discloses disciplinary historyNo

Assets under management

Discretionary$139.5M
Non-discretionary$820K
Total (RAUM)$140.3M