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Putterman, Dean Eliot

● SEC registered since 2004CRD 111779SEC# 801-62962Houston, TX
Export (members)
Reg. AUM
$344.8M
Employees
2
Accounts
53
Location
Houston, TX

Putterman, Dean Eliot assets under management

Putterman, Dean Eliot is a registered investment adviser overseen by the SEC based in Houston, TX. The firm has been registered since 2004. It reports $344.8 million in regulatory assets under management and employs 2 people.

Putterman, Dean Eliot owners & executives

1 reported
NameTitleOwnershipSince
Dean Eliot Putterman ControlSole Proprietor; Chief Compliance OfficerOver 75%1995

Frequently asked questions

How much does Putterman, Dean Eliot manage?

Putterman, Dean Eliot reports $344.8 million in regulatory assets under management on its Form ADV.

How many employees does Putterman, Dean Eliot have?

Putterman, Dean Eliot reports 2 employees.

Where is Putterman, Dean Eliot located?

Putterman, Dean Eliot is based in Houston, TX and has been SEC-registered since 2004.

Does Putterman, Dean Eliot disclose fund performance?

Putterman, Dean Eliot is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address99 Detering, Suite 140, Houston, TX 77007
Phone713-525-1520
Fax713-864-7044
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
CIK62962
Discloses disciplinary historyNo

Assets under management

Discretionary$208.3M
Non-discretionary$136.5M
Total (RAUM)$344.8M