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Pwa Financial

CRD 165369SEC# 801-119127Newtown, PA
Export (members)
No longer SEC-registered. Pwa Financial appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$267.9M
Employees
4
Accounts
1,012
Location
Newtown, PA

Pwa Financial assets under management

Pwa Financial is an investment advisory firm registered with the SEC based in Newtown, PA. It reports $267.9 million in regulatory assets under management and employs 4 people.
View on SEC.gov ↗

Pwa Financial owners & executives

4 reported
NameTitleOwnershipSince
James Michael Carlucci ControlOwner5-10%2013
Kenneth Charles Coniglio ControlPrincipal/Treasurer/Secretary25-50%2012
Michael David Carlucci ControlPrincipal/Chief Compliance Officer25-50%2012
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Frequently asked questions

How much does Pwa Financial manage?

Pwa Financial reports $267.9 million in regulatory assets under management on its Form ADV.

How many employees does Pwa Financial have?

Pwa Financial reports 4 employees.

Where is Pwa Financial located?

Pwa Financial is based in Newtown, PA.

Does Pwa Financial disclose fund performance?

Pwa Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address503 E Washington Ave., Suite 1b, Newtown, PA 18940
Office hours9:00a.m. - 5:00p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$267.9M
Non-discretionary$0
Total (RAUM)$267.9M