| Name | Title | Ownership | Since |
|---|---|---|---|
| Henry Hackel Control | President, Chief Compliance Officer Of Broker Dealer | Over 75% | 1980 |
| Robert Matthew Hackel Control | Vice President, Chief Compliance Officer Of Ria | Under 5% | 2010 |
R. F. Lafferty & Co., Inc. reports $153 million in regulatory assets under management on its Form ADV.
R. F. Lafferty & Co., Inc. reports 80 employees.
R. F. Lafferty & Co., Inc. is based in New York, NY and has been SEC-registered since 2016.
R. F. Lafferty & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 40 Wall Street, 36th Floor Suite 3602, New York, NY 10005 |
| Phone | 212-293-9090 |
| Fax | 646-998-8064 |
| Office hours | 8:00 a.m. -5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $153M |
| Non-discretionary | $0 |
| Total (RAUM) | $153M |