| Name | Title | Ownership | Since |
|---|---|---|---|
| Dennis Patrick Gogarty Control | Managing Member | 50-75% | 2005 |
| Dennis Patrick Gogarty Control | Chief Compliance Officer | 50-75% | 2005 |
| Thomas J. Raffa Control | Member | 25-50% | 2005 |
Raffa Wealth Management LLC reports $1.5 billion in regulatory assets under management on its Form ADV.
Raffa Wealth Management LLC reports 7 employees.
Raffa Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Phone | 202-955-6734 |
| Fax | 202-318-5926 |
| Office hours | 8:00 a.m. - 6:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
| Discretionary | $1.38B |
| Non-discretionary | $155.4M |
| Total (RAUM) | $1.54B |